Regulatory Operations Executive
$ 3,500 - $ 3,500 / Per Mon
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Make an Impact by:
Analysing new and existing customers’ profiles and transactions in the relevant sanctions, money laundering (ML) and terrorism financing (TF);
Providing relevant sanctions/ML/TF risk assessments of customers’ profiles and transactions, highlighting any key risk area(s) for attention
Processing of escalated name screening alerts and/or transaction activities alerts;
Processing of priority requests from compliance or local authorities;
Reviewing and/or filing of internal Suspicious Transaction Reports (STR) to assess if further escalation is required
Tracking of activities progress for management updates and reporting
Make recommendations concerning outcomes of due diligence, including enhanced due diligences, screenings, transactions monitoring checks, suspicious case monitoring, including possible associations with sanctioned entities and /or PEPs
Recommend test scenarios and carry out testing of the control activities, including testing of systems
Assist in any audits or investigations [internal or external] of any suspicious activities
Skills for Success:
Minimum Diploma qualifications in business or economics
Familiar with data management (excel etc)
Good writing skills (able to write reports etc)
Comfortable with numbers
Good problem-solving skills
EA License No.: 06C5060
Analysing new and existing customers’ profiles and transactions in the relevant sanctions, money laundering (ML) and terrorism financing (TF);
Providing relevant sanctions/ML/TF risk assessments of customers’ profiles and transactions, highlighting any key risk area(s) for attention
Processing of escalated name screening alerts and/or transaction activities alerts;
Processing of priority requests from compliance or local authorities;
Reviewing and/or filing of internal Suspicious Transaction Reports (STR) to assess if further escalation is required
Tracking of activities progress for management updates and reporting
Make recommendations concerning outcomes of due diligence, including enhanced due diligences, screenings, transactions monitoring checks, suspicious case monitoring, including possible associations with sanctioned entities and /or PEPs
Recommend test scenarios and carry out testing of the control activities, including testing of systems
Assist in any audits or investigations [internal or external] of any suspicious activities
Skills for Success:
Minimum Diploma qualifications in business or economics
Familiar with data management (excel etc)
Good writing skills (able to write reports etc)
Comfortable with numbers
Good problem-solving skills
EA License No.: 06C5060
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