Legal Consultant - Regulatory & Compliance

We are currently seeking to hire a Legal Consultant with regulatory compliance experience to work with our F100 clients across various industries, including financial services and the commercial sector.

Responsibilities:

• Develop, implement, and maintain compliance programs to ensure company-wide adherence to relevant laws and regulations
• Handle on-going licensing and financial regulatory matters globally
• Provide regulatory advice on commercial matters and drafting and reviewing licensing documents, responses to investigations and marketing materials
• Conduct compliance risk assessments and audits to identify potential areas of non-compliance
• Provide legal advice and guidance on compliance issues to internal stakeholders
• Monitor changes in laws and regulations affecting the company's operations and update compliance policies accordingly
• Assist in investigations and resolution of compliance issues as they arise

Qualifications:

• 4+ years of experience practicing law with a focus on legal compliance, preferably in a corporate or regulatory environment
• Track-record of working on licensing (particularly application focused) and regulatory matters within financial institutions
• Excellent analytical, communication, and problem-solving skills
• Ability to work independently and collaboratively in a fast-paced environment

Compensation, Benefits & Location:

This role offers a range of competitive compensation and a highly competitive benefits package in the alternative legal services marketplace that includes health benefits and paid time off. Axiomites also get access to professional development resources and learning and development programs. Axiomites work both / either remotely or on site with our clients, depending on theirs and client’s preferences.

Axiom is the global leader in high-caliber, on-demand legal talent. Covering North America, the UK, Europe, and APAC, we enable legal departments to drive efficiency and growth and meet the demands of today’s business landscape with best in breed alterative legal services.

Axiom is a leader in diversity, inclusion, and social engagement. Diversity is core to our values and we are proud to be an equal opportunity employer. We are proud to be named a best place to work for LGBTQ+ Equality, earning top marks in the 2021 Corporate Equality Index for the second consecutive year. Axiom’s legal department is Mansfield certified and is committed to considering at least 50% diverse candidates for leadership roles and outside counsel representation.Learn more about working at Axiom

Learn more about working at Axiom..

Equal Opportunity Employer: Axiom ensures equal employment opportunity in recruitment and employment, without discrimination or harassment on the basis of race, color, nationality, national or ethnic origin, religious creed or belief, political opinion, sex, gender reassignment, pregnancy or maternity, age, disability, alienage or citizenship status, marital (or civil or other partnership recognized by law) status, genetic predisposition or carrier status, sexual orientation, military service, or any other characteristic protected by applicable law. Axiom prohibits and will not tolerate any such discrimination or harassment.

Accommodation for Individuals with Disabilities: Upon request and consistent with applicable laws, Axiom will provide reasonable accommodations for individuals with disabilities who require an accommodation to participate in each stage of the recruitment process. To request an accommodation to complete the application form, please contact us at [email protected] and include “Applicant Accommodation” in the subject line.

Axiom respects your privacy. For an explanation of the kind of information we collect about you and how it is used, our full privacy notice is available at https://www.axiomlaw.com/privacy-notice.

Employment with Axiom may be contingent upon successful completion of a background check, providing proof of identity, and possessing the necessary legal authorization to work.

By submitting an application, you acknowledge that all information contained therein, and provided at any part of the application process, is correct and accurate to the best of your knowledge.