Compliance Manager/Director - buy side
Salary undisclosed
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A fast growing hedge fund organisation is hiring an experienced Compliance professional in Singapore. Fantastic opportunity for self starter, hands-on individual, involve in both Compliance Advisory and day to day Compliance work. Only candidates working in Singapore will be considered.
- Compliance Advisory and Compliance Surveillance
- Buy-side experience ideally from a hedge fund/asset management organisation
- Working with passionate, experienced and driven colleagues
Main Responsibilities:-
- Develop and enhance the firm’s compliance framework, ensuring it aligns with both current regulatory demands and best practices.
- Develop, implement, and maintain the trade surveillance program to detect and prevent market abuse, insider trading, and other forms of misconduct.
- Manage the compliance aspects of MNPI, ensuring all employees understand and adhere to relevant policies and procedures.
- Oversee and manage PA trading policies, ensuring compliance with internal guidelines and external regulatory requirements.
- Supervise and refine the firm’s AML and KYC processes, ensuring all client relationships comply with global regulatory standards.
- Conduct periodic reviews and updates of compliance policies and procedures to reflect changes in laws, regulations, and market conditions.
- Provide compliance advisory services across all levels of the firm, acting as a trusted advisor on compliance issues and new regulatory developments.
- Develop and lead training sessions for staff on compliance matters, enhancing the compliance culture within the firm.
- Preparation and presentation of compliance reports to senior management and regulatory bodies as required.
- Works with external regulators and advisors to ensure the firm’s compliance strategies are robust and effective.
Main Requirements:-
- Minimum 10 to 15 years of experience in compliance within a hedge fund or other fund management companies
- In-depth understanding of financial markets, trading strategies, and the regulatory environment.
- Strong analytical skills and meticulous, able to identify and investigate suspicious activities effectively.
- Extensive knowledge of trading systems, financial regulations, and compliance practices related to trade surveillance, AML/KYC, and MNPI management.
- Strong ethical standards and professionalism, with excellent communication and interpersonal skills.
- Effective in influencing and engaging at all levels in the organization
Only short-listed candidates will be notified.
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