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Associate, IPO Admissions

Salary undisclosed

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Reporting to Team Lead, IPO Admission, this position is responsible for

  • Process Mainboard and Catalist IPO, RTO, GDR, issue manager/financial adviser accreditation and sponsor applications
  • Acquired well developed ability to detect non compliance of listing rules and confident in responding to queries and providing advice on simple to moderate listing matters
  • Acquired initiative and able to exercise good judgement in processing and prioritising Mainboard and Catalist IPO, RTO, GDR, issue manager/financial adviser accreditation and sponsor applications within the requisite KPI timelines
  • Monitor compliance with listing rules and liaise with regulators and professionals on regulatory issues
  • Process simple to moderate Mainboard and Catalist IPO, RTO, GDR, issue manager/financial adviser accreditation and sponsor applications within relevant timeframe
  • Attend meetings concerning his/her portfolio and be able to address the main issues during the meetings and take minutes of such matters
  • Contribute to initiatives for fine-tuning and enhancing the listing framework to support product and market growth and development and to sustain market relevant regulations and to retain first mover advantage
  • Contribute to initiatives for maintaining/improving appropriate and relevant systems, procedures and databases to ensure effective and efficient execution of IPO Admissions functions
  • Build effective relationships with internal and external stakeholders from business units to listing applicants and market professionals including investment bankers, solicitors, auditors and other regulators

Job requirements

  • A good degree in Law, Finance or Economics. Fresh graduates are welcome to apply, and on-the-job training will be provided.
  • Sharp, meticulous and accurate in reviewing and processing information.
  • Able to effectively convey and communicate decisions and information clearly and accurately (both verbal and written).
  • Team player with ability to work independently as required.
  • Enjoys a fast-paced, challenging and exciting work environment.
  • Able to engage effectively and confidently with internal and external stakeholders.