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Company Description
Penguin Securities is a leading provider of institutional-grade cryptocurrency derivative investment products in Singapore. We offer innovative investment structures that combine cutting-edge technology with traditional finance principles. Our commitment to security and compliance ensures the highest industry standards throughout the investment cycle.
Role Description
This is a full-time Compliance Manager role based in Singapore. The Compliance Manager will be responsible for overseeing and ensuring regulatory compliance, developing and implementing compliance related policies, and staying up-to-date on regulatory changes. You will perform a range of duties in compliance and risk management. The successful candidate will be an excellent communicator with strong interpersonal skills and in-depth knowledge of the best practice in compliance and risk management.
Qualifications
- 5-8 years or more experience within the financial sector, with relevant experience in compliance, internal audit, and/or enterprise risk management (ERM).
- Minimum bachelor’s degree in finance or a related field.
- Deep understanding of MAS regulatory frameworks, including the Payment Services Act of 2019 and Capital Markets Services Licenses (CMSL) under the Securities and Futures Act 2001
- Experience in conducting gap analysis and project management
- Good product and transaction flow knowledge of capital market products (listed and OTC spot/derivatives) and Digital Payment Token (DPT) services (digital assets, wallets, digital venues).
- Strong understanding of regulatory compliance, Enterprise Risk Management (ERM) and regulatory capital adequacy principles (RBC).
- Ability to work efficiently and independently in a fast-paced and dynamic environment, professional, highly analytical, collaborative, and excellent communication skills (written and verbal) for internal and external stakeholders.
