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Compliance Officer (Trade Surveillance, Up to $5K + AWS + Bonuses)

Salary undisclosed

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Singapore Opportunity

Compliance Officer (Trade Surveillance, Up to $5K + AWS + Bonuses)

  • Future career progression opportunity into Compliance Manager/Lead
  • MAS regulated, Global brand with presence in Asia, ANZ, Americas
  • Strong support & mentoring system

This person will be responsible for monitoring adherence to financial regulations, identifying and mitigating compliance risks, and developing and implementing internal controls.

Responsibilities:

  • Transaction Monitoring: Assess historical/current customer information and interactions to provide a complete picture of customer activity. This can include transfers, deposits, and withdrawals.
  • Name screening, Know Your Client (KYC) reviews, and documentation review.
  • Conduct risk assessments and implement strategies to mitigate compliance risks.
  • Investigate potential compliance issues and recommend corrective actions.
  • Ensure proper communication of compliance matters to all internal stakeholders.

Qualifications:

  • Bachelor's degree in finance, accounting, or a related field (preferred).
  • Minimum 2 years of experience in financial services compliance.
  • Strong English & Chinese communication skills.