Compliance Officer (Trade Surveillance, Up to $5K + AWS + Bonuses)
Salary undisclosed
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Singapore Opportunity
Compliance Officer (Trade Surveillance, Up to $5K + AWS + Bonuses)
- Future career progression opportunity into Compliance Manager/Lead
- MAS regulated, Global brand with presence in Asia, ANZ, Americas
- Strong support & mentoring system
This person will be responsible for monitoring adherence to financial regulations, identifying and mitigating compliance risks, and developing and implementing internal controls.
Responsibilities:
- Transaction Monitoring: Assess historical/current customer information and interactions to provide a complete picture of customer activity. This can include transfers, deposits, and withdrawals.
- Name screening, Know Your Client (KYC) reviews, and documentation review.
- Conduct risk assessments and implement strategies to mitigate compliance risks.
- Investigate potential compliance issues and recommend corrective actions.
- Ensure proper communication of compliance matters to all internal stakeholders.
Qualifications:
- Bachelor's degree in finance, accounting, or a related field (preferred).
- Minimum 2 years of experience in financial services compliance.
- Strong English & Chinese communication skills.
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