Epicareer Might not Working Properly
Learn More

Compliance Manager, Hedge Fund

Salary undisclosed

Apply on


Original
Simplified

Compliance Manager, Hedge Fund

Our client is a leading multi-strategy global hedge fund, with an expanding global presence. The business is a market-leading firm renowned for its exceptional track record in strategy and expertise.

We are looking for a Compliance professional with experience in asset management/hedge fund/investment bank/HFT to be based in their Singapore office.

Key Roles & Responsibilities of Compliance Manager, Hedge Fund

  • Ensure compliance with financial regulations through regular reviews
  • Develop and enhance the firm’s compliance framework, ensuring it aligns with both current regulatory demands and best practices.
  • Manage the compliance aspects of MNPI and oversee/manage PA trading policies, ensuring compliance with internal guidelines
  • Provide compliance advice and recommendations for improvements to the global compliance framework
  • Conduct periodic reviews and updates of compliance policies and procedures to reflect changes in laws and regulations
  • Provide training on compliance policies to employees
  • Liaise with external regulators and advisors to ensure the firm’s compliance strategies are robust and effective.
  • Assist in regulatory examinations and audits

Qualifications & Requirements of Compliance Manager, Hedge Fund

  • Strong experience in a compliance role within the asset management/ hedge fund/ investment bank/ HFT
  • Strong knowledge of trading systems, financial regulations, and compliance practices related to trade surveillance, AML/KYC, and MNPI management
  • Excellent analytical and problem-solving skills with a keen attention to detail.
  • Effective communication and interpersonal skills to collaborate with various stakeholders.
  • Proven ability to develop and implement effective compliance programs.
  • Ability to thrive in a fast-paced and dynamic environment.