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12 months contract - Distribution Compliance Investigations

$ 5,000 - $ 7,000 / month

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Key Responsibilities:

  • Lead and support investigations related to market misconduct and insurance distribution irregularities
  • Conduct regular compliance reviews and ensure timely implementation of remedial actions
  • Coordinate with regulatory bodies and government agencies on compliance matters
  • Maintain and update internal compliance policies and procedures
  • Act as backup for team members and team lead when required
  • Assist with ad-hoc compliance projects and tasks

Requirements:

  • Diploma or Degree
  • Prior experience in compliance or investigations, preferably with regulatory background
  • Solid understanding of MAS regulatory guidelines and good report-writing skills

Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R1110891 | JL

Key Responsibilities:

  • Lead and support investigations related to market misconduct and insurance distribution irregularities
  • Conduct regular compliance reviews and ensure timely implementation of remedial actions
  • Coordinate with regulatory bodies and government agencies on compliance matters
  • Maintain and update internal compliance policies and procedures
  • Act as backup for team members and team lead when required
  • Assist with ad-hoc compliance projects and tasks

Requirements:

  • Diploma or Degree
  • Prior experience in compliance or investigations, preferably with regulatory background
  • Solid understanding of MAS regulatory guidelines and good report-writing skills

Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R1110891 | JL