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Investigations Officer

$ 5,000 - $ 7,000 / month

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Apply your investigations expertise into safeguarding the life insurance industry and ensuring high quality of sales.Principal Responsibilities
  • Conduct investigations in relation to market misconduct complaints and follow-up actions
  • Perform market conduct compliance reviews, monitor and implement follow-up actions
  • Liaise with the Regulator and relevant Government Agencies
  • Maintain and revise policies and procedures for the general operation of distribution compliance activities
  • Cover duties of team leader and members in his/her absence
  • Any other ad-hoc duties and projects assigned
Requirements
  • 2-3 years experience in formal investigative work which includes producing detailed investigations reports for internal audits or governmental agency consumption.
  • Meticulous with strong analytical and reasoning skills
  • Degree or Diploma in a relevant field
  • Strong Communication and Writing Skills
  • Knowledge in Financial Advisers Act (“FAA”) and relevant MAS Notices and Guidelines.
Argyll Scott Consulting Pte LtdArgyll Scott Asia is acting as an Employment Business in relation to this vacancy.
Apply your investigations expertise into safeguarding the life insurance industry and ensuring high quality of sales.Principal Responsibilities
  • Conduct investigations in relation to market misconduct complaints and follow-up actions
  • Perform market conduct compliance reviews, monitor and implement follow-up actions
  • Liaise with the Regulator and relevant Government Agencies
  • Maintain and revise policies and procedures for the general operation of distribution compliance activities
  • Cover duties of team leader and members in his/her absence
  • Any other ad-hoc duties and projects assigned
Requirements
  • 2-3 years experience in formal investigative work which includes producing detailed investigations reports for internal audits or governmental agency consumption.
  • Meticulous with strong analytical and reasoning skills
  • Degree or Diploma in a relevant field
  • Strong Communication and Writing Skills
  • Knowledge in Financial Advisers Act (“FAA”) and relevant MAS Notices and Guidelines.
Argyll Scott Consulting Pte LtdArgyll Scott Asia is acting as an Employment Business in relation to this vacancy.