
AVP, Market Conduct Investigation (Insurance|Up to $7k)
Salary undisclosed
Checking job availability...
Original
Simplified
- Conduct investigations in relation to market misconduct complaints and follow-up actions
- Perform market conduct compliance reviews, monitor and implement follow-up actions
- Liaise with the Regulator and relevant Government Agencies
- Maintain and revise policies and procedures for the general operation of distribution compliance activities
- Cover duties of team leader and members in his/her absence
- Any other ad-hoc duties and projects assigned
- Diploma in Compliance or equivalent or Degree in Business, Finance or equivalent
- Has relevant experiences in compliance, or investigation background from law enforcement agencies
- Knowledge in Financial Advisers Act ("FAA") and relevant MAS Notices and Guidelines.
- Strong Analytical Skills
- Strong Communication and Writing Skills
- Drop your resume and contact us to follow-up, or send your resume to [email protected]
- Email Topic: Apply AVP, Market Conduct Investigation
- Only shortlisted candidates will be contacted
Personnel Registration Number: R22105099
- Conduct investigations in relation to market misconduct complaints and follow-up actions
- Perform market conduct compliance reviews, monitor and implement follow-up actions
- Liaise with the Regulator and relevant Government Agencies
- Maintain and revise policies and procedures for the general operation of distribution compliance activities
- Cover duties of team leader and members in his/her absence
- Any other ad-hoc duties and projects assigned
- Diploma in Compliance or equivalent or Degree in Business, Finance or equivalent
- Has relevant experiences in compliance, or investigation background from law enforcement agencies
- Knowledge in Financial Advisers Act ("FAA") and relevant MAS Notices and Guidelines.
- Strong Analytical Skills
- Strong Communication and Writing Skills
- Drop your resume and contact us to follow-up, or send your resume to [email protected]
- Email Topic: Apply AVP, Market Conduct Investigation
- Only shortlisted candidates will be contacted
Personnel Registration Number: R22105099