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AVP, Market Conduct Investigation (Insurance|Up to $7k)

Salary undisclosed

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MNC|BankThe Job
  • Conduct investigations in relation to market misconduct complaints and follow-up actions
  • Perform market conduct compliance reviews, monitor and implement follow-up actions
  • Liaise with the Regulator and relevant Government Agencies
  • Maintain and revise policies and procedures for the general operation of distribution compliance activities
  • Cover duties of team leader and members in his/her absence
  • Any other ad-hoc duties and projects assigned
The Talent
  • Diploma in Compliance or equivalent or Degree in Business, Finance or equivalent
  • Has relevant experiences in compliance, or investigation background from law enforcement agencies
  • Knowledge in Financial Advisers Act ("FAA") and relevant MAS Notices and Guidelines.
  • Strong Analytical Skills
  • Strong Communication and Writing Skills
Next Steps
  • Drop your resume and contact us to follow-up, or send your resume to [email protected]
  • Email Topic: Apply AVP, Market Conduct Investigation
  • Only shortlisted candidates will be contacted
Cecilia Sim Xin YangEA License No: 91C2918
Personnel Registration Number: R22105099
MNC|BankThe Job
  • Conduct investigations in relation to market misconduct complaints and follow-up actions
  • Perform market conduct compliance reviews, monitor and implement follow-up actions
  • Liaise with the Regulator and relevant Government Agencies
  • Maintain and revise policies and procedures for the general operation of distribution compliance activities
  • Cover duties of team leader and members in his/her absence
  • Any other ad-hoc duties and projects assigned
The Talent
  • Diploma in Compliance or equivalent or Degree in Business, Finance or equivalent
  • Has relevant experiences in compliance, or investigation background from law enforcement agencies
  • Knowledge in Financial Advisers Act ("FAA") and relevant MAS Notices and Guidelines.
  • Strong Analytical Skills
  • Strong Communication and Writing Skills
Next Steps
  • Drop your resume and contact us to follow-up, or send your resume to [email protected]
  • Email Topic: Apply AVP, Market Conduct Investigation
  • Only shortlisted candidates will be contacted
Cecilia Sim Xin YangEA License No: 91C2918
Personnel Registration Number: R22105099