
Assistant Vice President/VP, Legal & Regulatory, Equities Compliance (Reporting & Operations)
Salary undisclosed
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- Ensure that Temasek is compliant with a wide range of equities disclosure of interest and regulatory reporting obligations (to trading venues, and regulators including SEC, MAS, CSRD, and FCA).
- Partner with Legal & Regulatory colleagues and other stakeholders to accurately represent the firm's equity interests traded via cash and derivative instruments.
- Support the BAU running of operational activities, including meeting deadlines, and delivering against KPIs.
- Lead, supervise, and develop the equities reporting team, including workload management and professional development.
- Ensure policies and processes in place to avoid incorrect submissions, and filings- to maintain and improve overall compliance with our regulatory responsibilities to trading venues and regulators.
- Participation in internal projects focused on process and operational improvement and/or Industry/Regulatory change.
- Analysis of regulatory changes related to order, trade, and/or transaction data.
- Execute control practices, including compliance with all regulatory and policy requirements, including data quality standards
- Supports the response to regulatory agencies and internal control partners on inquiries and reporting incidents
- Bachelor's Degree with minimum 8 years of experience; Professional qualifications (e.g., CA, CFA, CPA) are a plus.
- Experience in equities reporting including position reporting, substantial shareholding disclosures, and disclosure of interest.
- Working knowledge about financial markets, regulatory landscape and associated processes, including the lifecycle of a trade.
- Experience with equities reporting, in particular MIFID, EMIR, SEC, SFC or similar global reporting obligations.
- Experience delivering large-scale equities reporting implementation projects.
- Working knowledge of financial products, in particular ETFs, F&O, and OTC derivatives
- Strong technical and data analytical skills (i.e., Excel, and other similar applications) with experience in analyzing, managing and reporting from large sets of structured data (e.g., books and records data).
- Influences and delivers, results through collaborative relationship with key partners and stakeholders
- Ability to work independently and under pressure, prioritize work and deliver against regulatory deadlines and a dynamic environment.
- Ensure that Temasek is compliant with a wide range of equities disclosure of interest and regulatory reporting obligations (to trading venues, and regulators including SEC, MAS, CSRD, and FCA).
- Partner with Legal & Regulatory colleagues and other stakeholders to accurately represent the firm's equity interests traded via cash and derivative instruments.
- Support the BAU running of operational activities, including meeting deadlines, and delivering against KPIs.
- Lead, supervise, and develop the equities reporting team, including workload management and professional development.
- Ensure policies and processes in place to avoid incorrect submissions, and filings- to maintain and improve overall compliance with our regulatory responsibilities to trading venues and regulators.
- Participation in internal projects focused on process and operational improvement and/or Industry/Regulatory change.
- Analysis of regulatory changes related to order, trade, and/or transaction data.
- Execute control practices, including compliance with all regulatory and policy requirements, including data quality standards
- Supports the response to regulatory agencies and internal control partners on inquiries and reporting incidents
- Bachelor's Degree with minimum 8 years of experience; Professional qualifications (e.g., CA, CFA, CPA) are a plus.
- Experience in equities reporting including position reporting, substantial shareholding disclosures, and disclosure of interest.
- Working knowledge about financial markets, regulatory landscape and associated processes, including the lifecycle of a trade.
- Experience with equities reporting, in particular MIFID, EMIR, SEC, SFC or similar global reporting obligations.
- Experience delivering large-scale equities reporting implementation projects.
- Working knowledge of financial products, in particular ETFs, F&O, and OTC derivatives
- Strong technical and data analytical skills (i.e., Excel, and other similar applications) with experience in analyzing, managing and reporting from large sets of structured data (e.g., books and records data).
- Influences and delivers, results through collaborative relationship with key partners and stakeholders
- Ability to work independently and under pressure, prioritize work and deliver against regulatory deadlines and a dynamic environment.