Regulatory Compliance Specialist
About the Role
We are looking for a Regulatory Compliance Officer to ensure the bank’s adherence to all applicable laws, regulations, and internal policies. This role covers compliance operations, regulatory reporting, monitoring, policy reviews, and supporting the overall compliance framework in Singapore.
RESPONSIBILITIES:
Compliance Operations
- Monitor and track regulatory compliance, ensuring adherence to banking laws and best practices.
- Conduct periodic process reviews, identify gaps, and recommend corrective actions.
- Maintain compliance records and escalate issues as needed.
Regulatory Reporting
- Prepare, review, and submit accurate regulatory reports on time.
- Work with internal teams to ensure data accuracy and completeness.
Compliance Monitoring
- Perform reviews to identify and mitigate compliance risks.
- Conduct surveillance and assessments to detect potential breaches.
- Provide detailed reports and recommend corrective actions.
Regulatory Liaison & Policy Reviews
- Support regulatory liaison matters (e.g., SDIC).
- Assist in updating compliance policies to reflect regulatory changes.
Other Responsibilities
- Support operational risk, business continuity management, third-party management, and other ad-hoc duties.
HOW TO APPLY:
Submit your application by emailing a detailed copy of your updated Resume in MS Word Format to Cesky Ong Zhi Rong (EA Personnel Reg. No. R24121422, Achieve Career Consultant Pte Ltd EA Licence No. 05C3451) by clicking the “Apply Now” or contact Cesky at [email protected] or 9061 0702 for a confidential discussion.
About the Role
We are looking for a Regulatory Compliance Officer to ensure the bank’s adherence to all applicable laws, regulations, and internal policies. This role covers compliance operations, regulatory reporting, monitoring, policy reviews, and supporting the overall compliance framework in Singapore.
RESPONSIBILITIES:
Compliance Operations
- Monitor and track regulatory compliance, ensuring adherence to banking laws and best practices.
- Conduct periodic process reviews, identify gaps, and recommend corrective actions.
- Maintain compliance records and escalate issues as needed.
Regulatory Reporting
- Prepare, review, and submit accurate regulatory reports on time.
- Work with internal teams to ensure data accuracy and completeness.
Compliance Monitoring
- Perform reviews to identify and mitigate compliance risks.
- Conduct surveillance and assessments to detect potential breaches.
- Provide detailed reports and recommend corrective actions.
Regulatory Liaison & Policy Reviews
- Support regulatory liaison matters (e.g., SDIC).
- Assist in updating compliance policies to reflect regulatory changes.
Other Responsibilities
- Support operational risk, business continuity management, third-party management, and other ad-hoc duties.
HOW TO APPLY:
Submit your application by emailing a detailed copy of your updated Resume in MS Word Format to Cesky Ong Zhi Rong (EA Personnel Reg. No. R24121422, Achieve Career Consultant Pte Ltd EA Licence No. 05C3451) by clicking the “Apply Now” or contact Cesky at [email protected] or 9061 0702 for a confidential discussion.