Senior Director - Chief Risk and Compliance Officer (Asset Management)

A reputable and established asset management organisation is currently hiring a Senior Director - Chief Risk and Compliance person in their Singapore office.

• newly created role, additional headcount
• investment risk, liquidity risk, risk governance - asset management industry (MUST)
• well rounded risk experience - 1st line risk or business risk
• compliance and operational risk oversight responsibility

Main responsibilities: -

• Responsible for all aspects of financial, investment and operational risk management across the company, facilitates senior management’s understanding of the various types of risks and their inter-relationships
• Crafts and manages the risk management system; seeks information and explanations from senior management; and participates in key decision-making processes as a member of the Executive Committee (Exco).
• Main point of contact between the Group and the Asset Management company for all risk and compliance related topics.
• Leads the risk and compliance function and overseeing the compliance and risk program under the Governance Framework
• Ensure that appropriate second line support is provided to the first line to properly implement the controls
• Involve and participates in the end-to-end asset management business, including but not limited to investment due diligence process, on-going performance management and valuation methodology and assumptions particularly for private assets
• Provide constructive challenge to the investment team and implement world-class business practices.

Main requirements: -

• A degree holder in Legal, Risk Management, Business Administration, CFA, or related principles with solid experience in asset management business.
• Master’s degree in mathematics, science, accounting, business administration, finance and/or risk management or equivalent (preferred)
• Minimum 15 years of working experience from a combination of asset management and/or investment banking industry
• Prefers all-rounder risk experience, preferably someone who started in the first line risk but subsequently moved into the second line risk
• FRM, PRM, CIPM qualifications is an added advantage
• Experience in dealing with regulators advantageous
• Good knowledge and hands-on experience in investment compliance systems is an added advantage.
• Highly motivated, self-starter, excellent organizational skills, meticulous, conscientious and flexible, good interpersonal and communication skills.
• Ability to multi- task, collaborative mentality, along with the gravitas to work closely with senior stakeholders.

Only shortlisted candidates will be notified.

A reputable and established asset management organisation is currently hiring a Senior Director - Chief Risk and Compliance person in their Singapore office.

• newly created role, additional headcount
• investment risk, liquidity risk, risk governance - asset management industry (MUST)
• well rounded risk experience - 1st line risk or business risk
• compliance and operational risk oversight responsibility

Main responsibilities: -

• Responsible for all aspects of financial, investment and operational risk management across the company, facilitates senior management’s understanding of the various types of risks and their inter-relationships
• Crafts and manages the risk management system; seeks information and explanations from senior management; and participates in key decision-making processes as a member of the Executive Committee (Exco).
• Main point of contact between the Group and the Asset Management company for all risk and compliance related topics.
• Leads the risk and compliance function and overseeing the compliance and risk program under the Governance Framework
• Ensure that appropriate second line support is provided to the first line to properly implement the controls
• Involve and participates in the end-to-end asset management business, including but not limited to investment due diligence process, on-going performance management and valuation methodology and assumptions particularly for private assets
• Provide constructive challenge to the investment team and implement world-class business practices.

Main requirements: -

• A degree holder in Legal, Risk Management, Business Administration, CFA, or related principles with solid experience in asset management business.
• Master’s degree in mathematics, science, accounting, business administration, finance and/or risk management or equivalent (preferred)
• Minimum 15 years of working experience from a combination of asset management and/or investment banking industry
• Prefers all-rounder risk experience, preferably someone who started in the first line risk but subsequently moved into the second line risk
• FRM, PRM, CIPM qualifications is an added advantage
• Experience in dealing with regulators advantageous
• Good knowledge and hands-on experience in investment compliance systems is an added advantage.
• Highly motivated, self-starter, excellent organizational skills, meticulous, conscientious and flexible, good interpersonal and communication skills.
• Ability to multi- task, collaborative mentality, along with the gravitas to work closely with senior stakeholders.

Only shortlisted candidates will be notified.