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Intern, Compliance
- Internship, onsite
- Finexis Advisory Pte. Ltd.
- Central, Singapore
ARE YOU SEEKING FOR GROWTH YET YOU WANT A FULFILLING CAREER?
Be ready to embark on a journey which offers you an exciting opportunity!
HERE’S A SHORT INTRO OF WHO WE ARE
Since 2005, finexis has been more than just a financial services provider – we are lifelong confidantes, guiding clients through every stage of their financial journey. As the largest and fastest growing independently-owned financial advisory firm in Singapore, we are proud to have over 900 consultants and staff, $1 billion in assets under advisory, and strategic partnerships, that establish us as a market leader in personalised financial services.
We deliver tailored financial solutions in wealth management, investment planning, and risk management, all driven by our mission to impact lives beyond finance.
WHAT TO EXPECT
You will gain a rewarding learning experience that will allow you to be attached to either the AML or Market Conduct team, whereby you will be exposed to tasks such as screening, investigations, and reviews. Your direct report will be to a designated officer.
WHAT YOU’LL DO
- Screening
- Understanding of regulations
- Submission Reviews and Periodic Reviews
- Assisting in investigations
- Assisting in Risk Matrix, Marketing Clearance
- Preparation of Training Materials
WHO YOU ARE
- Able to work in a fast-paced environment
- Hands-on and a team player
- Proficient in Microsoft Office (Words, Excel & PowerPoint)
- Positive working attitude and eagerness to learn
ARE YOU SEEKING FOR GROWTH YET YOU WANT A FULFILLING CAREER?
Be ready to embark on a journey which offers you an exciting opportunity!
HERE’S A SHORT INTRO OF WHO WE ARE
Since 2005, finexis has been more than just a financial services provider – we are lifelong confidantes, guiding clients through every stage of their financial journey. As the largest and fastest growing independently-owned financial advisory firm in Singapore, we are proud to have over 900 consultants and staff, $1 billion in assets under advisory, and strategic partnerships, that establish us as a market leader in personalised financial services.
We deliver tailored financial solutions in wealth management, investment planning, and risk management, all driven by our mission to impact lives beyond finance.
WHAT TO EXPECT
You will gain a rewarding learning experience that will allow you to be attached to either the AML or Market Conduct team, whereby you will be exposed to tasks such as screening, investigations, and reviews. Your direct report will be to a designated officer.
WHAT YOU’LL DO
- Screening
- Understanding of regulations
- Submission Reviews and Periodic Reviews
- Assisting in investigations
- Assisting in Risk Matrix, Marketing Clearance
- Preparation of Training Materials
WHO YOU ARE
- Able to work in a fast-paced environment
- Hands-on and a team player
- Proficient in Microsoft Office (Words, Excel & PowerPoint)
- Positive working attitude and eagerness to learn