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Senior Compliance Director

Salary undisclosed

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Our client, a global, multi-strategy hedge fund with a global presence is looking for a Senior Compliance Director in Singapore. In terms of focus this firm covers investing strategies: Equities Long/Short, Equities Arbitrage, Macro, Commodities, Systematic tradingPlease contact Sophia and email your cv directly in word format to [email protected]Please note that due to the high number of applications only shortlisted candidates will be contacted. We regret to inform you that your application for this position was unsuccessful if you do not hear from us in the next 5 business days.EA License: 16S8131Recruiter License: R22104669[email protected]Key responsibilities
  • Provide direct support to the Head of Asia Compliance to manage the compliance priorities for the Asia region;
  • Maintain a strong compliance presence within, and provide compliance oversight for all regional offices in Asia;
  • Provide research and trading related compliance counsel to the investment staff in relation to day to day business matters;
  • Assist with enforcing compliance policies as it applies to the firm's Asia business on a day to day basis;
  • Monitor regulatory developments and stay ahead of them to update compliance policies and procedures as required
  • Educate investment and non-investment staff with regard to trading related compliance requirements on an ongoing basis;
  • Assist with surveillance, testing and other key parts of the compliance program and forensic testing to satisfy ongoing compliance obligations;
  • Keep track of industry leading compliance practices and adopt and implement such practices to continually enhance the firm's compliance program;
  • Complete and submit regulatory filings with local regulators in a timely and high quality manner;
  • Escalate matters to the global Compliance leaders and the regional Business leaders as necessary
Role requirements
  • Minimum 10 years of relevant compliance experience working for Hedge Funds or at global investment banks covering global markets compliance
  • Minimum 3 years of compliance experience working at a multistrategy hedge fund will be a bonus
  • Familiar with financial instruments such as equities, FX, fixed income
  • Broad set of responsibilities spanning investment compliance, business compliance, regulatory compliance and employee compliance.
  • Strong familiarity with regulations related to insider trading, market manipulation and other forms of market misconduct.
  • Experience communicating with regulators on behalf of the firm.
  • Experience working on a variety of compliance software spanning employee requests, surveillance, archiving, analytics etc.
  • Experience working closely with regional and global management teams.
  • Experience managing a regional team of compliance officers.
  • Bachelors Degree is a must. Masters Degree or CFA or other industry certifications are a plus.
Our client, a global, multi-strategy hedge fund with a global presence is looking for a Senior Compliance Director in Singapore. In terms of focus this firm covers investing strategies: Equities Long/Short, Equities Arbitrage, Macro, Commodities, Systematic tradingPlease contact Sophia and email your cv directly in word format to [email protected]Please note that due to the high number of applications only shortlisted candidates will be contacted. We regret to inform you that your application for this position was unsuccessful if you do not hear from us in the next 5 business days.EA License: 16S8131Recruiter License: R22104669[email protected]Key responsibilities
  • Provide direct support to the Head of Asia Compliance to manage the compliance priorities for the Asia region;
  • Maintain a strong compliance presence within, and provide compliance oversight for all regional offices in Asia;
  • Provide research and trading related compliance counsel to the investment staff in relation to day to day business matters;
  • Assist with enforcing compliance policies as it applies to the firm's Asia business on a day to day basis;
  • Monitor regulatory developments and stay ahead of them to update compliance policies and procedures as required
  • Educate investment and non-investment staff with regard to trading related compliance requirements on an ongoing basis;
  • Assist with surveillance, testing and other key parts of the compliance program and forensic testing to satisfy ongoing compliance obligations;
  • Keep track of industry leading compliance practices and adopt and implement such practices to continually enhance the firm's compliance program;
  • Complete and submit regulatory filings with local regulators in a timely and high quality manner;
  • Escalate matters to the global Compliance leaders and the regional Business leaders as necessary
Role requirements
  • Minimum 10 years of relevant compliance experience working for Hedge Funds or at global investment banks covering global markets compliance
  • Minimum 3 years of compliance experience working at a multistrategy hedge fund will be a bonus
  • Familiar with financial instruments such as equities, FX, fixed income
  • Broad set of responsibilities spanning investment compliance, business compliance, regulatory compliance and employee compliance.
  • Strong familiarity with regulations related to insider trading, market manipulation and other forms of market misconduct.
  • Experience communicating with regulators on behalf of the firm.
  • Experience working on a variety of compliance software spanning employee requests, surveillance, archiving, analytics etc.
  • Experience working closely with regional and global management teams.
  • Experience managing a regional team of compliance officers.
  • Bachelors Degree is a must. Masters Degree or CFA or other industry certifications are a plus.