
Wealth Management, Operations, Client Onboarding & Configuration, Senior Analyst, Singapore
Salary undisclosed
Checking job availability...
Original
Simplified
- Understand the different client account structures and legal documentation required to establish new accounts
- Review the accuracy and completeness of account documentation and all required signatures have been obtained
- Ensuring organizational documents are obtained in accordance with firm policy and regulatory requirements
- Perform data input into the system for proper account set up
- Ensure suitability review has been completed
- Identify red flags at client onboarding stage
- Partner with AML Compliance to ensure new policies and regulations are fully implemented within Global PWM
- Be vigilant in due diligence reviews of new client screening for AML & Know Your Client requirements
- Request products (options, margin, etc.) for the respective PWM client accounts
- Ensure downstream systems correctly recognize approved products and services, including Cash products, Client Statement and Performance reporting
- Resolve issues through coordination with PWM Teams, PWM Compliance, PWM Legal
- Ensure the updated documentations are properly stored into the central documents depository for completeness
- Continuously identify and implement process improvements.
- Bachelor's degree
- 2+ years financial industry experience in AML or other Client Onboarding Regulatory experience
- Highly motivated and results orientated
- Have a high level of self-initiative to challenge and improve processes
- Strong understanding of risk and control framework in operations
- Has strong interpersonal skills to establish Business and Federation relationships
- Able to manage multiple tasks or projects and manage deadlines effectively
- Strong team player who is able to work under pressure
- Understand the different client account structures and legal documentation required to establish new accounts
- Review the accuracy and completeness of account documentation and all required signatures have been obtained
- Ensuring organizational documents are obtained in accordance with firm policy and regulatory requirements
- Perform data input into the system for proper account set up
- Ensure suitability review has been completed
- Identify red flags at client onboarding stage
- Partner with AML Compliance to ensure new policies and regulations are fully implemented within Global PWM
- Be vigilant in due diligence reviews of new client screening for AML & Know Your Client requirements
- Request products (options, margin, etc.) for the respective PWM client accounts
- Ensure downstream systems correctly recognize approved products and services, including Cash products, Client Statement and Performance reporting
- Resolve issues through coordination with PWM Teams, PWM Compliance, PWM Legal
- Ensure the updated documentations are properly stored into the central documents depository for completeness
- Continuously identify and implement process improvements.
- Bachelor's degree
- 2+ years financial industry experience in AML or other Client Onboarding Regulatory experience
- Highly motivated and results orientated
- Have a high level of self-initiative to challenge and improve processes
- Strong understanding of risk and control framework in operations
- Has strong interpersonal skills to establish Business and Federation relationships
- Able to manage multiple tasks or projects and manage deadlines effectively
- Strong team player who is able to work under pressure