
Client Screening Operations - Analyst
Salary undisclosed
Checking job availability...
Original
Simplified
- Work across varied specialized applications (internal and external) as part of the escalation work queue to conduct searches, gather data, and record evidence by identifying anomalies related to political affiliations, negative media news, sanction hits, etc.
- Process alerts escalated from L1 initial review on daily basis to determine if there is a match to our clients.
- Analyze, investigate alerts, and make effective, well-grounded decisions based on standard policies, procedures, and tools.
- Validate information from internal and external sources. Connect with the LOB if required or escalate to the next level if a material hit is identified.
- Utilize cross-functional exposure for comprehensive reviews and decision making when disposing or escalating potential risks and function as a key contributor with demonstrated knowledge of BSA/AML and/or Sanctions.
- Substantiate opinions and dispositions with adequate documentation.
- Strive to maintain individual and team throughput and quality targets.
- Demonstrate strong analytical ability and critical thinking, with the ability to accurately identify issues and offer solutions.
- Exercise sound judgment and observe the highest degree of confidentiality.
- Bachelor's degree in finance or other related disciplines
- Good Microsoft Office skills.
- Good verbal and written communication skills. Demonstrate ability to effectively communicate within a team environment and interact across departments.
- Self-motivated and proactive, with proven ability to work accurately and under pressure to meet deadlines.
- Ability to work independently and multi-task in a fast-paced environment.
- Flexibility and willingness to accept new assignments and challenges in a rapidly changing environment.
- Flexible to work in any shift basis business need.
- Identify opportunities for improvement and drive the implementation of initiatives and operational process changes with a focus on innovation.
- Follow and promote a strong control mindset
- Prior experience in the Financial Services industry with a demonstrated track-record of delivery and/or relevant experience in Compliance, KYC and Screening