Job description​Charterhouse is supporting a Private Bank to source for a Compliance Officer. Reporting to the Head of AML, the incumbent will take ownership in reviewing client onboarding documents and performing source of wealth assessments.RESPONSIBILITIES:You will take on a primary role in KYC and client onboarding while providing training and advise to the business on these topics. You will be tasked toidentify and address control weaknesses through ongoing reviews and monitoring of the AML/S/CFT/ABC control framework from both group and local regulatory perspectives.Conducting regular reviews and surveillance on Compliance and AML/CFT/ABC controls framework, covering aspects such as client acceptance, periodic review processes, transaction monitoring, payment filtering, client screening clearance, timely STR filing, and maintenance of registers, business activities, processes, enterprise-wide risk assessment, and high-risk transactions reviews.You should be able to independently and comprehensively reviewing client information, conducting plausibility checks, corroborating sources of wealth and funds, and addressing identified gaps.REQUIREMENTS:To qualify for the role, you should haveMin. DegreeMin. 7 years of relevant experience in general compliance and financial crime compliance, preferably in a private bank. Familiarity with Greater China market is preferred.A keen interest to learn and perform general compliance mattersGood interactive, communication and writing skillsAble to provide alternative solutions to businessPlease contact Xuan Kwok at [email protected] for a confidential discussion.EA License no: 16S8066 | Reg no.: R1433611Only successful candidates will be notified.
