
Listing Compliance Associate (6 months) - FINANCIAL INSTITUTION/up to $4k #HAO
Salary: up to $4000
Duration: 6 months contract
Working Days & Hours: Mon-Fri Office Hours
Location: Tanjong Pagar
Job Description:
Reporting to the Team Leader and Head, Listing Compliance, this position is responsible for managing a portfolio of listed issuers, detect non-compliance of listing rules and responding to queries and providing advice on simple listing matters.
Monitor compliance with listing rules and liaising with issuers on regulatory issues.
Investigate potential breaches of listing rules. Following up on enforcement and disciplinary actions where breaches have occurred.
Processing of simple to moderate corporate actions within relevant timeframe.
Attend meetings concerning his/her portfolio and take minutes of such matters.
Provide support to team members.
Contribute to initiatives for fine-tuning and enhancing the Listing Compliance framework to support product and market growth and development and to sustain market relevant regulations and to retain first mover advantage.
Contribute to initiatives for maintaining/improving appropriate and relevant systems, procedures and databases to ensure effective and efficient execution of Listing Compliance functions.
Build effective relationships with internal and external stakeholders from business units to issuers and market professionals including investment bankers, solicitors, auditors and other regulators.
Job Requirements: Min Degree in Accountancy or similar w min 2-3 yrs of relevant compliance experience
Interested candidates, please submit your resume to: [email protected]
Ally Audrey Lok Xin Woon
Recruit Express Pte Ltd (Healthcare & Lifescience)
Company EA Licence number : 99C4599
Personnel EA License: R21102307