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Senior Manager, Compliance

Salary undisclosed

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Grow your career with us

You are on a journey to join an exciting Company and be part of our success story to improve lives by developing resources sustainably. Here we offer you an exciting and dynamic work environment and will equip you with the know-how that will stretch and enhance your career journey.

Role Summary:

The KYC team is primarily responsible for client onboarding and ongoing maintenance/review of accounts that the business groups have with 3rd parties as well as their own customers.

Responsibilities:

You are on a journey to join an exciting Company and be part of our success story. Here we will equip you with the know-how and experience that will define your growth. In this role that you are about to embark on, you are required to carry out the following responsibilities:

1. Leadership & Management
• Lead and manage a KYC team comprising KYC associates and work closely with our outsourced support team to meet the business requirements of the entities within the RGE group.
• Develop and conduct training for team members as and when necessary as well as assist in the creation and delivery of KYC/AML training to key business areas.
• Perform various other team management responsibilities and functions including preparing and distributing Management Information reports to Management and relevant business partners

2. Technical / Functional
• Be the subject matter expert and the point of escalation for KYC and operational issues
• Support the establishment of best practice across RGE’s KYC Function
• Provide improvement plans in how to streamline the end-to-end customer onboarding and review process
• Provide advice and support to the relevant business group on KYC/AML issues and challenges
• Identify and assess key risk factors when considering the ML/TF risk relevant to business group and escalate where needed
• Monitor ongoing legal and/or regulatory changes and assess impacts
• Interface with other operational and front office business functions and partners.
• Establish internal AML/KYC framework and standard operating procedures and replies in accordance with regulatory requirements and AML/CFT guidelines
• Set up and maintain database of up to date in order to provide efficient and effective KYC support
• Support projects as assigned

3. Business Partner
• Act as a business partner and subject matter expert for KYC onboarding concerns raised and provide quality assurance oversight
• Serve as a point of contact for the business with regard to the KYC process and client status queries
• Advise and assist with client queries
• Represent the KYC function on key strategic projects and initiatives as needed
• Run the day-to-day KYC reviews pipeline and workflow

Requirements:

To be successful in this role, it is recommended that you should have the following skills and qualifications:


• A degree in the related job field.
• At least 8 years or more working exposure or experience in a similar role.
• Willing to relocate to the job location.

When you send us your resume and personal details, it is deemed you have provided your consent to us retaining your information in our talent recruitment database. All information provided will only be used for the recruitment process. RGE will only collect, use, process or disclose personal information where and when allowed to under applicable laws.

Only shortlisted candidates will be contacted for an interview. We endeavour to respond to every applicant. However, if you do not receive a response from us within 60 days, please consider your application for this position unsuccessful. We may contact you in the future for any opportunities that match your qualifications and experience.

Thank you for considering a career with RGE.

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