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Client Onboarding Associate/Manager (Brokerage Firm)

Salary undisclosed


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Responsibilities:

  • Conduct periodic CDD reviews of existing clients, performing EDD and ensure compliance
  • Work closely with Front Office on CDD requirements to ensure document deficiencies are accurately tracked and escalated as per procedure
  • Review of account opening documents for both individual and entity.
  • Perform Sanctions, PEP and Adverse Media/ Negative News screening screenings
  • Assist in maintenance of database for FATCA and CRS reporting
  • Assist in retrieval of signature from database
  • Prepare letter of offer and closure letter
  • Any ad-hoc duty assigned for monthly and quarterly reporting

Requirements:

  • Bachelor’s degree in Banking/Business/Finance with min 4 years of relevant working experience in securities firm
  • Strong knowledge in reviewing complex trust structure and fund investment
  • Familiar with FATCA/CRS

** This Singapore-based position is opened to Singaporeans only.

Email: [email protected]

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Nurul Amirah | Registration No: R22108940