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Vertex Holdings (https://www.vertexholdings.com/) is a Singapore-based venture capital investment holding company and a wholly-owned subsidiary of Temasek Holdings.
We focus on venture capital investment opportunities in the information technology and health care markets through its global network of seven venture capital funds. Across our network of funds, we manage over US$6.5 billion in AUM and has invested in more than 300 start-ups globally.
Today, the Vertex network has over 100 professionals globally, with offices based across China, India, Indonesia, Israel, Japan, Korea, Singapore, Thailand, United States and Vietnam.
The Role
We are looking for a Compliance Officer to assist in the regulatory compliance matters.
Responsibilities:
- Keep abreast of regulatory developments and industry best practices and providing relevant updates to the relevant stakeholders.
- Updating the relevant Compliance policies and procedures, as well as risk management framework, to ensure adherence to the applicable laws and regulations.
- Perform AML/KYC checks for investors onboarding, on-going and periodic monitoring review.
- Perform Enterprise-Wide Risk Assessment.
- Perform initial and ongoing outsourcing due diligence on service providers.
- Handle regulatory licensing and filings, including but not limited to licensed representatives and directors’ applications, MAS surveys, quarterly and annual MAS declarations.
- Monthly and quarterly compliance monitoring to ensure MAS licensing conditions are adhered to.
- Quarterly monitoring on investments restrictions to ensure compliance with Fund documents.
- Coordinate and assist in regulatory internal/external audit and regulatory inspections.
- Assist in the preparation of compliance trainings and to conduct these trainings when necessary.
- Assist in non-regulatory internal audit on Vertex Group procedures and processes.
- Assist in additional ad hoc duties that may arise from time to time.
Requirements:
- A good university bachelor’s degree, preferably in Accounting, Finance, Business or Law. Those with additional industry certifications such as ICA Diploma(s) would be preferred.
- Preferably 4 - 5 years of relevant LFMC/ VCFM regulatory compliance experience, gained from Big 4, other asset management companies, and/or financial regulators. Those with accounting or legal background are welcome to apply.
- Good communication and interpersonal skills.
- Independent, detail oriented, meticulous and a good team player.
Interested candidates, please apply with an updated full resume. We regret that only shortlisted candidates will be contacted.
