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Compliance, Asset Management (Contract)

Salary undisclosed

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Compliance, Asset Management (Contract)

Our client is a notable licensed asset management firm in Singapore with a regional presence. They manage a sizeable AUM across a wide array of asset classes. The business has a proven & successful track record in over the years. This hire will support the business on regional/global regulatory compliance, as well as product and distribution compliance related matters.

Responsibilities -

  • Advise on applicable laws and regulations dealing with investments, product and distribution in relation to Asset Management
  • Provide compliance advisory to the business on regulations from MAS and SEC
  • Support with Regulatory Filings and Obligations, manage licensing and registration matters for Licensed Reps of the firm.
  • Oversee Individual Accountability and Conduct matters for the firm

Requirements -

  • Min 5 years of relevant working compliance experience in a buyside firm
  • Multi Asset product experience preferred
  • Strong stakeholder engagement skills
  • Good understanding of US SEC rules and regulations of fund management (Investment Advisors Act, US Marketing Rules etc)
  • Strong communication, presentation and interpersonal skills
  • Highly motivated and driven