Compliance, Asset Management (Contract)
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Compliance, Asset Management (Contract)
Our client is a notable licensed asset management firm in Singapore with a regional presence. They manage a sizeable AUM across a wide array of asset classes. The business has a proven & successful track record in over the years. This hire will support the business on regional/global regulatory compliance, as well as product and distribution compliance related matters.
Responsibilities -
- Advise on applicable laws and regulations dealing with investments, product and distribution in relation to Asset Management
- Provide compliance advisory to the business on regulations from MAS and SEC
- Support with Regulatory Filings and Obligations, manage licensing and registration matters for Licensed Reps of the firm.
- Oversee Individual Accountability and Conduct matters for the firm
Requirements -
- Min 5 years of relevant working compliance experience in a buyside firm
- Multi Asset product experience preferred
- Strong stakeholder engagement skills
- Good understanding of US SEC rules and regulations of fund management (Investment Advisors Act, US Marketing Rules etc)
- Strong communication, presentation and interpersonal skills
- Highly motivated and driven
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